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Financial Services

Financial Services

Contact: Stephen E. Klee

Now more than ever, the financial services sector is rife with opportunities and challenges. Our team is comprised of business, transactional, real estate, tax, and wealth management attorneys who work seamlessly with our impressive team of litigators to provide tenacious, efficient service to our clients, which include:

  • Investment bankers, investors, start-up and growing middle-market companies involved in venture funds
  • Local governments and other public issuers providing financing, along with the underwriters, trustees, lenders, and businesses participating in these sophisticated bond transactions
  • Broker-dealers, investment advisers, banks and financial planners in federal and state securities compliance and litigation, and in arbitrations and administrative proceedings before the SEC, NASDR, NYSE and state securities commissions
  • Banks, savings institutions, mortgage companies, finance companies, and other lenders ranging from small finance companies to multi-billion dollar institutional lenders in litigation matters arising from all sorts of transactions, as well as compliance with TILA, RESPA, and other federal and state statutes
  • Secured and unsecured creditors, creditors' committees, lenders, borrowers and debtors in bankruptcy, workout and restructuring actions 
  • Individuals and closely held family businesses addressing gift, estate, and generation skipping tax issues, and planning opportunities that minimize the income tax burden during life and at death
  • Business entities including corporations, limited liability companies, partnerships and other entities in need of tax impact analysis and tax-advantageous employee incentive compensation programs
  • Institutional and individual investors and lenders who finance real estate acquisitions, development, and construction as well as owners, investors, and developers in search of debt and equity capital

Please see our list of Related Services for additional information about the full gamut of services we provide.


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